When the SEC examiner asks how you monitor your recommendations, show them EquiLenz.
Every research activity — every search, every AI-generated insight, every filing review — is logged automatically with timestamps. No manual record-keeping required.
Automatic • Timestamped • Searchable
Every interaction is captured. When an examiner asks to see your process, you have a complete, chronological record ready.
Earnings calls • Filing sections • Market data
Every AI-generated statement links directly to its source. Click through to verify any claim.
Every AI-generated statement in client reports traces back to a specific source: an earnings call timestamp, a filing section, or a market data point. Complete transparency.
All client-facing reports are archived with full provenance. SEC Books & Records (Rule 204-2) compliant retention ensures you're always prepared.
Compliant • Immutable • Retrievable
Every report you've ever sent is stored with its full data lineage and ready for review at a moment's notice.
Draft → Review → Approve → Distribute
Built-in approval flows ensure nothing goes to a client without proper review.
Review and approve client-facing reports before distribution. Built-in disclosure management ensures every communication meets your standards.
When the examination notice arrives, EquiLenz gives you the documentation you need.
Demonstrate that you have a consistent, repeatable process for monitoring the securities you recommend. EquiLenz runs this process continuously and documents every step.
Show examiners a complete, timestamped record of every research activity performed by your team. No gaps, no missing records, no reliance on memory.
Every statement in every client report links back to a verifiable source. Examiners can see exactly where each claim originated and verify it independently.
Pull up any report you've ever sent to any client, complete with the date it was generated, the data it was based on, and when it was distributed.
See how EquiLenz builds compliance into your daily workflow automatically.
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